|












| |
Individual and Community
Introductory note: this is not an outline of the entire
funeral oration but an interpretation of some central theme of the work, the way
in which individuals serve the common good by pursuing their own ends.
- The first part of the speech focuses on the contribution of the democratic
constitution of Athens to the good of Athenian citizens
- On the Athenian way of thinking, a good political community is one in
which citizens live a good (happy, fulfilled) life.
- The implied contrast is with Sparta and other such regimes in which a
good regime has ends that are independent of the good life of citizens.
Such regimes demand that citizens sacrifice their own good for the
success or glory of the political community.
- The Athenian polis contributes to the good of individual citizens in a
number of ways. Life is free and easy.
- In private life, everyone is equal before the laws.
- In public life, equality of opportunity is found
- This is important in a democracy because political equality is
impossible if poor not able to take part in government.
- And it contributes to the good of the polis by allowing it to draw
upon the talents of abilities of all citizens.
- Freedom
- Legal restrictions on what citizens may or must do are relatively
few.
- Citizens are tolerance of each other doing what they like.
- Many ways to refresh the mind from the burdens of business: contests
(including dramatic contests), religious sacrifices.
- Note that this is one of the few mentions of religion in the speech.
- Economic benefits of living in the relative wealth of Athens:
"elegance of private establishments," produce from all over
the world.
- Education of Athenians is not a painful discipline (as in Sparta) but
encourages freedom and "courageous habits."
- Love of beautiful things found in Athens, including philosophy.
- In comparison, life in the military regime of Sparta is highly regulated
and hard.
- Second part of the speech focuses on how democratic institutions serve the
common good and, in particular, leads individual citizens to choose to serve
the good of Athens.
- They do this primarily in two places: political discussion in the
assembly and military service
- Deliberation and discussion is not a stumbling block but a preliminary
to wise action.
- Deliberation and discussion is useful because it allows for a wider
range of ideas and perspective to be brought to bear on political
decisions
- In many other cities such discussion and debate would, it seems, be
a stumbling block, leading to delay, inaction, hesitation. Why does
this not occur in Athens?
- Implicit answer: Athens allows for the rule of a simple majority
(50% +1), thereby allowing the polis to be decisive, even where
there is great division.
- The question, then, is how is majority rule compatible with
political stability? Why does not majority rule lead to conflict
when the minority is quite substantial? The citizens are willing to
accept the decisions of the majority because:
- Given the democratic constitution of Athens, all citizens
believe that they and their views have been listened to and
respected, even when they have been outvoted. Thus citizens
approve the process of decision making even when they disapprove
of the decision. Citizens thus feel an obligation to respect the
democratic decision of the majority. (Compare the US during the
Vietnam war in which many citizens felt that they had on control
over the foreign policy of our country.)
- They will have the opportunity to change these decisions later,
if they convince a majority that a mistake has been made
- Military service
- Athenians know the difference between hardship and pleasure (unlike
Spartans, who know no better.
- But are willing and eager to fight for Athens and, if necessary, to
die, a glorious death in the service of the city.
- In Athens, individuals are free to pursue their own ends and freely
choose to serve the common good. Athens avoids
- The Spartan alternative: Individuals are not free to pursue their own
ends and must serve the common good.
- The American alternative (at least on some interpretations of the
state of contemporary American): Individuals are free pursue their own
ends and choose to ignore and neglect the common good.
- Why are Athenians so willing to contribute to the common good?
- Citizens expect each other to do so: those who do not are considered,
Pericles tells us, "useless."
- But political and social expectations or norms cannot be the whole
explanation. Human beings have shown themselves to be quite willing to
violate common expectations unless the punishment for violating these
expectations is severed or they find some fulfillment in living up to
these expectations.
- Athenians pride themselves on not punishing citizens for
violating this expectation.
- So these expectations are, by and large, internalized by Athenian
citizens.
- They do not think of these political and social norms as external
to them, as something they must live up to in order to have receive
good things in life, such as friends or money
- Rather, Athenian citizens have internalized these norms, they
define the ideals these citizens hope to live up to.
- Thus we have to understand the source of these desires and beliefs.
- The desires and beliefs of Athenian citizens: Why they are motivated
to serve the common good.
- Pride, honor, esteem, and glory in Athens rests on service to the
community.
- Human beings can gain pride, honor, esteem, and glory through
individual action or collective action.
- In the US, we frequently attain pride, honor, esteem, and glory
by means of individual achievements in business, sports, the arts,
academics, etc.
- In Athens, citizens gain pride, honor, esteem, and glory largely
by taking part in the collective actions of self-government and
self-defense
- Individuals compete with one another for public, not private,
honors, that is, honor provided by the polis in recognition of
service to the common good.
- For example, best burial spots are saved for heroes in war
- Heroes are memorialized after death for contributions, as in
this funeral ceremony.
- As we see from time to time in the speech, individuals who stand
out too far in this competition may be envied. Thus Athenians
emphasize the way in which everyone who does his part contributes
more or less equally to the good of the polis.
- Pericles downplays the importance of his speech as opposed to
the actions of the political community in honoring the fallen
warriors.
- The individual achievements of the warriors are downplayed
while their collective achievements are emphasized.
- collectively: in pride in being a citizen of Athens
- pride in qualities of city
- which include freedom
- which can only be defended politically
- communal vs. individual pride
- binds together people who might otherwise quarrel
- Athenian citizens gain pride, honor, esteem, and glory of two
kinds.
- Citizens receive pride and honor as individuals for taking an
active part in political life and serving in the Athenian
military.
- Citizens receive collective pride and honor by taking being a
part of a polis with great achievements. They take pride in the
freedom, wealth and power of Athens.
- Pride in communal achievements has certain advantages over pride
in individual achievements. (Recall the example of Scottie Pippen
and the Chicago Bulls)
- Human beings can achieve certain great things only by acting
together with others.
- Pride in communal achievements helps unify a polity or
organization whereas pride in individual achievements can lead to
envy and conflict.
- People will sacrifice their own individual honor (or wealth) for
the good of all if they see that this is the only way to attain
some communal achievement.
- Conflicts may arise, however, about the extent to which each
person sacrifices for the common good. Still these conflicts—unlike
conflicts between people who are seeking individual goods—are
to some extent mitigated by the sense of collective pride.
- Pleasure and joy in political activity.
- People typically enjoy taking part in activities that challenge
them.
- These activities must test them. They cannot be so easy as to be
boring.
- Nor should they be so hard as to be impossible.
- People can find joy in taking part in political activity (and, for
that matter, in war) if they have had long experience and training
in it.
- Joy in challenging activity is often heightened when that activity
is collective in nature. There is an additional challenge and
achievement in coordinating the activities of larger numbers of
people to attain some goods that can be attained in no other way.
- A sense of gratitude to the polis.
- Given their knowledge of their political and social life,
Athenians recognize the extent to which they have benefited from
living in their polis.
- A sense of gratitude and obligation naturally flows from a
recognition of benefits received.
- What features of Athenian political and social life supports these
desires and beliefs?
- Civic Education
- Much of Athenian education takes place in the public square as young
people see politics being discussed or see dramas and comedies with
political themes or take part in celebrations of the civic religion or
funerals for war heroes.
- Athenians learn to satisfy some basic human desires in political
life precisely because Athenian life few alternatives to political
activity as a way of gaining pride and honor or a joy in challenging
activity.
- This, perhaps, is the fundamental way in which we differ from the
Athenians. We have very many ways to satisfy our desires for pride,
recognition and honor, and for a joy in activity through
non-political activity.
- Sometimes we do pursue these ends through collective activities,
for example, in sports, business and so forth.
- More often, however, we pursue individual activities. Even the
collective activities in which we take part—such as work—are
structured in ways that encourages us to think of ourselves rather
than the common good.
- We are more often evaluated at work as individuals rather than
as members of a team.
- Most of us work in hierachical, oligarchic settings. We have
little control over the circumstances in which we work or the
direction of the business for which we work. So we are less
inclined to think of the good of the company as a whole, as
opposed to our own good.
- Democracy.
- Because Athens is truly democratic (at least for male citizens),
even casual participants in public affairs some sense of influence on
and control of their political and social life.
- This sense of control and influence is necessary if people are to
have a great deal of collective pride in or enjoyment of political
activity.
- Everyone tries, to one degree or another, to control and improve
the circumstances under which they live. When people cannot have a
important role in collective activities, they try to improve their
lives through individual activities.
- Small size
- Given the small size of the city and thus the importance of
individual contributions to the common good, each citizen believes
that his own good contributions in political deliberation and military
service are important—and, in many cases, necessary—if he and his
family are to continue to receive the goods of the city
- The relatively small size of Athens makes the direct democracy of
Athens possible (although technological developments might make
something like direct democracy more attainable in our polity and
society.)
- Even a representative democracy is likely to encourage a sense of
collective pride and joy in collective activity if it is relatively
small. People can have personal relationships with elected officials
in small polities and societies. (Recall my example of politics and
society in Alaska).
- External threats, sense of the importance of the political moment.
- Athenians thought of their own time as vital to the future of
Athens. Despite their confidence in their polis, they recognized that
Sparta and her allies were a serious threat.
- Thus, while he praises Athenians in the remote past, Pericles has
higher praise for his father’s generation and for his own.
- In the US:
- We tend to think that the fundamental nature of American life
was set with the founding fathers.
- Although even our constitution has changed dramatically
throughout our history.
- And we don’t necessarily see our own time as decisive the
future of our country.
- Although we should have during the Cold War. Still after the
mid-sixties, the threat from the Soviet Union came to seem
fairly distant. And our own mistaken policies—such as the
Vietnam War—seemed to be as much a threat to our country as
external enemies.
- Athenians also recognized how much they received from their polis.
They saw that their way of life was intimately tied to the nature of
their political community.
- In the US, however, we do not see ourselves as in control of the
government but as consumers of government services.
- And, in large part because we have little knowledge of politics
and public policy, we vastly underestimate what we receive from
the community.
- For example, students at Temple do not recognize how much of
their education is subsidized by federal and state governments.
- Lack of diversity
- Families and tribes were important in Athens, and sometimes were a
source of tension.
- Still there was little or no ethnic tension within Athens. All
Athenians (and all other Greeks) were thought to be members of a
single group of people
- Ethnic divisions, and the distrust the tends to arise between
members of different groups, tends to undermine communal activities.
- How free are Athenians? How free are they compared to us? To evaluate this
question, we must recognize that freedom (and limitations on freedom) can be
understood in a number of ways.
- Freedom can be limited by legal regulations that prohibit people from
engaging in certain activities and require them to engage in others.
- In this respect the Athenians were not so different from us.
- Although their freedom was limited to male citizens. Women and slaves
were not free.
- Freedom can, on some views, be limited by social norms that require
people to act in one way or another. The punishment for violating these
norms is generally not legally enforced. Instead it is enforced by public
esteem and condemnation.
- The Athenians were limited in this way. Athenian citizens were,
Pericles tells us, considered "useless" if they did not
contribute to the common good.
- How great a limitation this is depends upon why citizens of Athens
followed social norms.
- If they did so for internal reasons, that is, because they had
internalized, or come to accept the Athenian ideal of an engaged
citizen, then it is less plausible to say that Athenians were not
free. After all, they were doing what they, in their heart of hearts,
wanted to do.
- After all, most of us follow social norms in much that we do.
(That is why, for example, most of us dress alike.)
- If they did so for external reasons, not because they were committed
to the common good but, rather, because they feared public
condemnation and all that goes with it (including, economic distress),
it might be plausible to say that the Athenians lacked freedom.
- This is unlikely to be the case for most citizens of Athens,
however.
- Social norms tend to breakdown under pressure when they are not
internalized.
- For all the reasons we saw above, the nature of political and
social in Athens encouraged citizens to adopt the social norms of
their polis.
- Still, those citizens who rejected the common path in life might
well have felt external pressures to conform.
- One of the great advantages of life in a more diverse and
individualistic political community like our own is that people
who reject the norms of one group of people can often find another
group to join.
- Can a political community refrain from trying to influence the
desires and beliefs of its citizens even when doing so places
external demands on some or many citizens. (Examples of racism and
child care in America.)
- Freedom, on some views, requires that people not just blindly follow a
certain way of life but actively or autonomously choose it.
- Thus, even people who follow social norms for internal reasons might
be said to lack freedom.
- Individuals are most likely to be autonomous, in this sense, when they
live in a diverse political community with a wide range of ways of life.
Such a political community can force people to think through and choose
their own ideals and commitments.
- Athens clearly was not such a political community.
- The US is closer to one.
- Although one might still ask just how many people really do choose
their own way of life as oppose to accepting the ideas of their
parents and / or peers. That is, is autonomy really an ideal that
the vast majority of people can aspire to?
- Freedom on some views is only possible if people can shape the
circumstances under which they live.
- On this view, freedom requires democratic control over our lives
- To shape our own life.
- To enable us to enjoy collective pride and a sense of communal
accomplishment.
- In this respect, we seem to be much less free than the Athenians.
- Our government is a representative rather than direct democracy.
Moreover it is much more responsive to the rich than he poor.
- We work in oligarchies not democracies.
- The importance of action and speech in the funeral oration.
- Pericles denigrates the importance of his speech at two points. He does
this
- To emphasize collective over individual action since speech in general
is more likely to be the product of individuals.
- To ward off envy at his prominence.
- Yet, at the same time, he points to the importance of speech.
- He turns his speech from a description of the immediate actions of
those who died to a consideration of the abstract principles under which
Athens lives.
- It takes speech, however, for human beings to discuss and attempt to
instantiate these principles and ideals.
- The great war heroes of Athens continue to honored today only because
of the work of great writers, such as Thucydides.
|